Posted on Nov 1, 2017 in
Cybersecurity,
Insurance,
Litigation |
Comments Off on Is Your Firm Cyber Secure?
Eversheds Sutherland Partner Brian Rubin is quoted in this Financial Advisor article regarding the US Securities and Exchange Commission’s creation of its Cyber Unit and how broker-dealers and investment advisors should be on high alert. “I’m aware of exams that are going on by both the SEC and FINRA, and I think it’s just a matter of time before enforcement referrals are made,” said...