Posted on Sep 17, 2018 in
Financial Services,
Litigation,
Regulation,
Securities & Corporate Governance |
Comments Off on A week of “firsts” in cryptocurrency prosecution
On September 11, 2018, a number of “firsts” occurred in the prosecution of cryptocurrency-related activities at the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and federal district court that will likely become the norm going forward. The SEC announced its first enforcement action for an investment company registration violation...