Is Your Firm Cyber Secure?
Posted on Nov 1, 2017 in Cybersecurity, Insurance, Litigation | Comments Off on Is Your Firm Cyber Secure?
Eversheds Sutherland Partner Brian Rubin is quoted in this Financial Advisor article regarding the US Securities and Exchange Commission’s creation of its Cyber Unit and how broker-dealers and investment advisors should be on high alert.
“I’m aware of exams that are going on by both the SEC and FINRA, and I think it’s just a matter of time before enforcement referrals are made,” said Brian.
He added, “Examiners are also looking at employee training and vendor relationships. Firms should have policies that show they’re actively training their employees and registered persons to try to ensure that each person understands her role and responsibility with regard to cybersecurity.”
Learn more.
